Romano Brothers: Investment broker offering stocks, tax exempt bonds, government securities, and mutual funds for individuals, corporations, foundations, and trusts


Founded in 1962, Romano Brothers & Co. serves individuals, corporations, foundations, and trusts with investments in common stocks, tax exempt bonds, government securities, corporate bonds, and mutual funds.

Audited Financial Statement
dated 12/31/09

SEC-Required Report on
Routing of Customer Orders

Disclosure Statement

Fee Schedule

Business Continuity Plan
Summary Notice

Romano Brothers & Co. is a member of the , which protects securities customers of its members
up to $500,000 (including $100,000 for claims for cash.) Explanatory brochure available upon request or at www.sipc.org.
Romano Brothers & Co. is registered with the SEC, the Financial Industry Regulatory Authority (FINRA www.finra.org),
the State of Illinois and several others states as both a Broker-Dealer and Investment Advisor.